Legal and Compliance Analyst at MBO Capital Management Company

JOB DUTIES & RESPONSIBILITIES 

• Provide legal advisory support to the company and management on all matters.
• Develop, implement, and maintain the organization's compliance program.
• Create and update compliance policies, procedures, and guidelines.
• Ensure the compliance program aligns with current laws and regulations.
• Develop and deliver compliance training programs for employees.
• Monitor and ensure compliance with applicable laws and regulations.
• Maintain and update legal files and databases.
• Advise on the interpretation of laws and regulations, monitoring any amendments to them and updating management on the implications of such.
• Review or supervise the work of external counsel to ensure accuracy.
• Assist in reviewing all offering/investment memoranda.
• Perform compliance functions with manuals and procedure while maintaining exception reports as may be required.
• Monitor compliance with statutory obligations and advise management accordingly.
• Prepare periodic reports such as weekly, monthly, quarterly and annually as required

EDUCATIONAL & PROFESSIONAL QUALIFICATION

• BL, LLB 
• Minimum of 3 years' relevant experience in legal, governance and regulatory roles.
• Financial services will be added advantage.

COMPETENCY REQUIREMENTS

• Excellent writing skills.
• Legal drafting and contract negotiation skills.
• Experience with Microsoft Office Suite.
• Decisiveness and ability to work with minimal supervision.
• Commercial awareness.
• Strong understanding of regulatory compliance frameworks and requirements.
• Excellent analytical and problem-solving skills.
• Strong attention to detail and organizational skills.
• Effective communication skills, both written and verbal.