Senior Associate, Risk and Compliance at Branch International

Job Overview

• Working with the Head of Legal and Compliance, the Snr Associate Risk & Compliance will be responsible for identifying, measuring, and mitigating internal and external risks that are applicable to the Company.
• He/She will also be responsible for ensuring compliance with regulatory obligations across the organization and troubleshooting for areas of improvement in our processes and compliance levels.
• An ideal candidate must have a sound knowledge of the financial services industry and the attendant risks in a digital world, understand the regulatory regime for fintechs, and be a worthy champion of our compliance culture.

Responsibilities

• Be responsible for regulatory compliance. You will:
  • Liaise with regulators
  • Collate, prepare, and file mandatory reports (internal and external)
  • Prepare and maintain statutory documents and policies
  • Monitor compliance with policies and regulatory requirements
  • Be responsible for the implementation of audit and examination reports
• Prepare compliance reports to the Board and Senior Management.
• Coordinate risk and compliance actions.
• Monitor enterprise risks and ensure appropriate controls and mitigants are in place.
• Carry out risk assessments for business functions and products.
• Maintain up-to-date records of regulatory changes and notifiable events relating to internal policies and procedures, Money Laundering and Combating Terrorist Financing, Know Your Customer, Customer Due Diligence, Consumer Protection, Complaints Management, Anti-Bribery and Corruption, Conflicts of Interest, etc.

Qualifications

• 4 to 6 years experience in the Financial Services Industry/Fintech Space as a risk and/or compliance officer
• First Degree in any discipline
• CAMS or any other relevant qualification is an added advantage.
• You are highly entrepreneurial. You take the initiative to solve problems before they arise. You’ve started and/or contribute to projects you’re passionate about.
• You are a great collaborator. You know that startups are a team sport. You listen to others, speak your mind, and ask the right questions.
• You are excited by the prospect of working in a distributed team and company, working with teammates from all over the world.